UBS

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  Recruiting Roundup: FAs Join Morgan Stanley, Depart for Baird

  By Janet Levaux, AdvisorOne  |  February 27, 2013

  Meanwhile, Janney grabs advisors from Merrill Lynch and UBS.

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  Morgan Stanley Nabs 5 UBS Advisors

  By Janet Levaux, AdvisorOne  |  January 29, 2013

  The latest recruits should come on board with about $750 million in assets and nearly $5 million in yearly production.

• How LIBOR Settlement Could Hurt UBS

  By Janet Levaux, AdvisorOne  |  January 23, 2013

  UBS, which has more than 7,000 advisors in the Americas, recently agreed to pay more than $1.5 billion over LIBOR manipulation and related charges. Will its troubles drive away clients and recruits?

• Wirehouses Roll Out ’13 Comp Plans

  By Janet Levaux, AdvisorOne  |  January 23, 2013

  After getting feedback from top advisors, Morgan Stanley said in December that it will share a new stock-ownership plan with reps in 2013.

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  Retirement Trailblazer

  By Ellen Uzelac  |  January 23, 2013

  A lot of broker-dealers have invested in the retirement income space.

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  Political Dysfunction Tops Retirement as Major Concern

  By Danielle Andrus, AdvisorOne  |  January 21, 2013

  Wealthy investors’ biggest fear is political dysfunction, UBS found in its first-quarter Investor Watch for 2013.

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  Merrill, UBS Grab Teams From Morgan Stanley

  By Janet Levaux, AdvisorOne  |  January 14, 2013

  Six veteran advisors jump from one wirehouse to another in New Jersey.

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  Top 7 Biggest Bank Fines

  By Dan Berman, AdvisorOne  |  January 11, 2013

  AdvisorOne finds that all of the biggest bank penalties have been levied in the last 10 years, with most of them since the financial crisis started in 2008.

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  Brokers Angered Over FINRA’s Bonus Disclosure Plan

  By Melanie Waddell, AdvisorOne  |  January 11, 2013

  Brokers and advisors wasted little time weighing in with their emotional comments on FINRA’s controversial plan to require brokers to disclose their recruitment compensation packages.

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  Morgan Stanley to Slash 1,600 Jobs

  By Janet Levaux, AdvisorOne  |  January 10, 2013

  The cuts focus on institutional operations, such as investment banking and trading activities at the wirehouse.