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By Gil Weinreich, AdvisorOne |
October 28, 2011
U.S. District Court Judge Jed Rakoff administered a mighty tongue-lashing to the SEC in a proposed settlement with Citigroup the same day his colleague on the bench Miriam Goldman Cedarbaum dismissed fraud charges against a JP Morgan executive.
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By Marlene Y. Satter, AdvisorOne |
July 19, 2011
Vince McCrudden, a former money manager and commodities trader, on Monday pleaded guilty to charges that he threatened to kill more than 40 financial regulators, including Mary Schapiro, head of the SEC.
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By Robert Bloink, Esq., LL.M., William H. Byrnes, Esq. |
July 13, 2011
Aviva knew of insurance policies, agents say, and add that nothing illegal was done.