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By Editorial Staff |
May 27, 2013
As the leaders of major firms in the industry, these people could be fairly called the epicenter of influence.
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By Danielle Andrus, AdvisorOne |
May 24, 2013
The CEO and president of Cetera Financial Group said she grew up with a love for numbers and math. Her background in chemical engineering, which she called a “perfect fit” for the financial services industry, didn’t hurt, either.
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By Janet Levaux, AdvisorOne |
May 17, 2013
The move puts the Fresno-based independent broker-dealer at more than $1 billion in affilated client assets and 140 advisors.
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By Editorial Staff |
April 29, 2013
With the 2013 IA 25, our 13th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
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By Editorial Staff |
April 29, 2013
With Investment Advisor's 13th annual list of the most influential individuals in and around the advisor business, we decided to do something different.
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By James J. Green, AdvisorOne |
April 5, 2013
With the addition of 800-plus MetLife independent reps, the Cetera BD network will comprise 7,000 advisors managing $130 billion in assets.
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By John Sullivan, AdvisorOne |
March 26, 2013
Barnaby Grist, EVP of wealth management, preached that health and family come first to his team at Cetera, and now he’s putting the belief into practice.
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By John Sullivan, AdvisorOne |
January 15, 2013
Cetera Financial Services, run by Valerie Brown, and IEP Financial announced that 500 of their affiliated financial advisors are now new FSI members.
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By John Sullivan, AdvisorOne |
December 21, 2012
In 2013, FSI’s main priorities will be engaging politicians on relevant regulations and legislation, like the DOL's fiduciary rule, BDs’ independent contractor status as well as certain provisions of Dodd-Frank.
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By John Sullivan, AdvisorOne |
December 3, 2012
The cavalry is coming. Advocacy organization announces three new members to its board and a renewed commitment to small and mid-size broker-dealers.