Vito Fossella

  • Taking It to The Hill

    By Melanie Waddell, AdvisorOne  |  October 1, 2006

    Independent broker/dealers and investment advisors lobbied members of Congress with a three-pronged message during the Financial Services Institute's (FSI) Public Policy Day in Washington September...

  • SEC Inspectors Unit Under Fire

    By Melanie Waddell, AdvisorOne  |  February 1, 2006

    After repeated complaints from broker/dealers, mutual funds, and investment advisors about the SEC's new sweeps examination process, Congress is threatening to abolish the SEC's Office...

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