Wachovia Corp.

• Full-service retirement plans for small businesses

  By Elizabeth D. Festa  |  February 25, 2005

  Wachovia Retirement Services is now reaching out to the small and "emerging" business market. The strategy aims to leverage the resources of Wachovia Securities, the third-largest broker/dealer in the country, as well as the company's own large retirement plan business, and offer full-service retirement plans to companies with 401(k) plan...

• Evergreen Names Two Funds Involved in Trading Abuses

  By Staff Writer  |  August 18, 2004

  Aug. 13, 2004 -- Evergreen Investment Management Company identified the two funds -- Evergreen Mid Cap Growth Fund (EKAAX) and Evergreen Precious Metals Fund (EKWAX) -- that were implicated in a mutual fund trading scandal. In a letter to shareholders, Evergreen's President and Chief Executive Officer, Dennis H. Ferro, wrote...

• Evergreen Funds May Face SEC Enforcement Action

  By Staff Writer  |  August 5, 2004

  Aug. 3, 2004 -- Evergreen Investment Management Co. said the Securities and Exchange Commission is considering possible enforcement action against the company over improper trading...

• Susan Suvall of TCW Galileo Value Opportunities Fund

  By Staff Writer  |  August 5, 2004

  Aug. 3, 2004 -- Evergreen Investment Management Co. said the Securities and Exchange Commission is considering possible enforcement action against the company over improper trading...

• Torrey Hires Marketer for Financial Advisers

  By Staff Writer  |  September 8, 2003

  NEW YORK (HedgeWorld.com)--Fund of funds manager Torrey Associates hired Paul Ferraro to help the firm build its business with financial advisers. Mr. Ferraro previously was a...

• 'Chief Investment Officer' to the Elite

  By Staff Writer  |  April 1, 2002

  p>Moss adams, the well-known financial consult-ing firm, defines the median elite advisory firm as one with $127.5 million in assets under management. Offit Hall Capital...

• Bicoastal Money Management Merger

  By Staff Writer  |  February 25, 2002

  Morris Offit, Kathryn Hall join forces to serve th