Wachovia Securities

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  TD Ameritrade Taps Morgan Stanley Exec for Training Post

  By Janet Levaux, AdvisorOne  |  April 23, 2012

  Former-Merrill Lynch advisor Christine Gaze will be a director of practice management for affiliated RIAs.

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  New Hire Roundup: Dowling & Yahnke Advance 4; Key Private Bank Launches Delaware Trust

  By Marlene Y. Satter, AdvisorOne  |  February 15, 2012

  Among the hiring action this week: Dowling & Yahnke announced four promotions; Key Private Bank launched a Delaware trust company; Patrick Goshtigian joined EP Wealth Advisors; Jane Bachmann and Eugene Miller went to Citi Private Bank.

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  Top 10 Trends in Wealth Management for 2012

  By Marlene Y. Satter, AdvisorOne, Joyce Hanson, AdvisorOne  |  January 24, 2012

  Whither wealth management? The industry will continue to undergo radical changes that began in 2008, says Aite Group in a detailed report.

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  2011 Advisor Hall of Fame

  By Ellen Uzelac  |  November 23, 2011

  Welcome to Research Magazine's Advisor Hall of Fame, now in its 21st year. This eagerly anticipated annual feature has become a benchmark of excellence in our industry and an example to all of the rewards that result from effort and integrity.

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  Wells Fargo Settles With SEC on Wachovia; Zuni Tribe, Investors to Get $7.4 Million

  By Janet Levaux, AdvisorOne  |  April 6, 2011

  The SEC said Tuesday that Wells Fargo agreed to pay more than $11 million to settle charges that Wachovia engaged in misconduct in the sale of two CDOs.

• Ben Edwards Opens 12th Branch

  By Staff Writer  |  November 16, 2010

  The brokerage firm adds five advisors, including some from Wells Fargo, in Danbury, Conn.

• Ben Edwards Opens 12th Branch

  By Janet Levaux, AdvisorOne  |  November 16, 2010

  The brokerage firm adds five advisors, including some from Wells Fargo, in Danbury, Conn.

• 2010 ETF Advisor Hall of Fame

  By Jane Wollman Rusoff  |  October 1, 2010

  We're happy indeed to welcome you to Research magazine's fourth annual ETF Hall of Fame. It's no wonder that exchange-traded funds are the industry's fastest growing...

• Wells Shifts Tax-Withholding on Commissions

  By Janet Levaux, AdvisorOne  |  October 1, 2010

  Wells Fargo says it has moved to resolve an issue affecting as many as 11,000 financial advisors who joined Wells Fargo Advisors after the bank...

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  Broker Benjamin Edwards Opens First Branch in St. Louis

  By Janet Levaux, AdvisorOne  |  September 27, 2010

  Brokerage firm Benjamin F. Edwards & Co. has opened its 11th U.S. branch and the first branch office in its hometown of St. Louis, the company announced Friday.