Wachovia

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  Morgan Stanley Nabs Wells, UBS Reps

  By Janet Levaux, AdvisorOne  |  June 11, 2013

  Meanwhile, Janney recruits a team from Stephens in Columbia, S.C.

• BDs Share Latest FA

  By Janet Levaux  |  April 29, 2013

  In early April, Baird said it recruited a team of seven employee advisors with about $770 million in client assets from Wells Fargo in Houston, while Royal Alliance announced that it added two independent teams in Chicago and Salt Lake City with combined assets of more than $400 million and...

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  Recruiting Roundup: Baird Grabs Wells FAs, UBS Branch Manager; Royal Adds 2 Indie Groups

  By Janet Levaux, AdvisorOne  |  April 9, 2013

  The new Baird group has about $770 million in client assets, and the new Royal Alliance-affiliated reps have more than $400 million.

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  Top Posts at Broker-Dealers See Big Changes

  By Janet Levaux, AdvisorOne  |  April 1, 2013

  LPL, Morgan Stanley and Raymond James all announced big moves recently.

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  LPL Branding Plan: A Work in Progress

  By Janet Levaux, AdvisorOne  |  March 21, 2013

  The independent broker-dealer ends its CNBC campaign this week and refuses to elaborate on future plans.

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  Raymond James Names Campagnoli Chief of IT

  By Janet Levaux, AdvisorOne  |  March 7, 2013

  The veteran tech expert will now lead tech operations across the financial-services firm.

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  New Hire Roundup: Putnam Names New GAA Leadership Team

  By Marlene Y. Satter, AdvisorOne  |  February 6, 2013

  This week in new hires, Putnam announced a new leadership team for its global asset allocation organization, and Steve Antonakes became acting deputy director of the Consumer Financial Protection Bureau.

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  Baird Hires Wells Fargo Recruiter

  By Janet Levaux, AdvisorOne  |  January 30, 2013

  Peter Miller will lead the employee-owned group's efforts to add financial advisors in the Northeast.

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  Raymond James Grabs Another Husband-Wife Team From Morgan Stanley

  By Janet Levaux, AdvisorOne  |  January 28, 2013

  The Houston-based group has about $70 million in assets and $700,000 in yearly production.

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  SEC’s Top Cop, Khuzami, to Leave

  By Melanie Waddell, AdvisorOne  |  January 9, 2013

  The SEC’s top cop, Robert Khuzami, plans to leave the agency later this month after four years as its enforcement director, the SEC announced Wednesday.