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By Jodie Papike |
October 4, 2010
While broker-dealers report that 2010 has been a slow year for bringing in new advisors, especially after two booming years for recruitment, now may be the time for advisors who are considering making a move to act.
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By Janet Levaux, AdvisorOne |
April 1, 2010
This year, LPL Financial aims to build on its recruiting success in 2009 after "experiencing record levels of recruiting growth," said Bill Morrissey, executive vice...
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By James J. Green, AdvisorOne |
July 15, 2009
Moves advisors from three broker/dealers away from Pershing
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By Ellen Uzelac |
June 1, 2009
With advisor interest in the independent model at a historic high, Derek Bruton's appointment as national sales manager for the nation's largest independent broker-dealer network...
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By Staff Writer |
November 1, 2007
Securities and Exchange Commissioner Annette Nazareth announced October 2 her intention to leave the Commission to return to the private sector. With Nazareth's departure, the...
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By Staff Writer |
October 12, 2007
Affiliates of Linsco/Private Ledger, (LPL) will have additional choices when it comes to clearing, as LPL will offer a choice of clearing through Pershing or LPL platforms.
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By James J. Green, AdvisorOne |
April 1, 2007
LPL Financial, the big independent broker/dealer, stamped its seal even more emphatically on the independent B/D universe, and ended speculation over the future of Pacific...
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By Janet Levaux, AdvisorOne |
April 1, 2007
After months of speculation, LPL Financial Services says it has reached a deal to acquire three of Pacific Life Insurance Company's broker-dealers: Mutual Service Corporation,...
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By James J. Green, AdvisorOne |
March 2, 2007
LPL Financial, the big independent broker/dealer, and Pacific Life Insurance Co. ended speculation about the future of Pacific Life's B/Ds by announcing a deal under which LPL would acquire three of PacLife's five B/Ds: Mutual Service Corp., based in West Palm Beach, Florida; Associated Financial Group of Los Angeles, and...
