Wedbush Securities

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  Advisors Giving Back: Holiday Slideshow, Part III

  By Janet Levaux, AdvisorOne  |  December 27, 2012

  In the final advisor-themed slideshow of 2012, we highlight advisors and their partners who share time and talents with the local, national and global community.

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  Advisors Giving Back: Holiday Slideshow, Part II

  By Janet Levaux, AdvisorOne  |  December 26, 2012

  In the second of three slideshows, we pay homage to advisors and their partners who share of their time and talents with their local, national and global community.

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  Wedbush Nabs Morgan Stanley FA

  By Janet Levaux, AdvisorOne  |  November 1, 2012

  Southern California-based Richard Wright moves from the wirehouse to the independent firm.

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  New Hire Roundup: Wedbush Private Client Services Group Adds Wright

  By Marlene Y. Satter, AdvisorOne  |  October 31, 2012

  Also this week in new hires, Lance Losey and Mary Welk joined Ascent Private Capital Management and Michael Millman joined The Private Client Reserve in San Francisco.

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  New Hire Roundup: Mozzocci Goes to Cantor Fitzgerald

  By Marlene Y. Satter, AdvisorOne  |  October 24, 2012

  This week in new hires, Cantor Fitzgerald Investment Advisors welcomed Theresa Mozzocci, and BondDesk announced that Howard Edelstein would add the role of CEO to his position as chairman.

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  Merrill Grabs Morgan Stanley Exec to Run Annuities, Insurance

  By Janet Levaux, AdvisorOne  |  September 26, 2012

  Michael Maghani, a 30-year industry veteran, was previously with Citi, UBS and other firms

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  MSSB Reps Depart for Wedbush, Baird

  By Janet Levaux, AdvisorOne  |  September 20, 2012

  The Morgan Stanley advisor joining Baird oversees $120 million in assets.

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  New Hire Roundup: Dowling & Yahnke Advance 4; Key Private Bank Launches Delaware Trust

  By Marlene Y. Satter, AdvisorOne  |  February 15, 2012

  Among the hiring action this week: Dowling & Yahnke announced four promotions; Key Private Bank launched a Delaware trust company; Patrick Goshtigian joined EP Wealth Advisors; Jane Bachmann and Eugene Miller went to Citi Private Bank.

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  Baird Grabs 7 FAs, $700M From Morgan Stanley, Other Firms

  By Janet Levaux, AdvisorOne  |  November 17, 2011

  Baird said Wednesday that it had hired seven financial advisors with a total of about $717 million in assets under management from Morgan Stanley, Wells Fargo and two other firms.

• FINRA Orders Wedbush, Advisor to Pay $2.5+ Million in Abuse Case

  By Janet Levaux, AdvisorOne  |  September 2, 2011

  Wedbush Securities and an advisor were ordered to pay an investor more than $2.5 million in a dispute that FINRA ruled on last Friday. The dispute concerned the treatment of Lauretta Kuppennan, whose son, Rick Cooper, brought charges on behalf of her estate against advisor Debbie Michelle Saleh.