Wells Fargo Advisors

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  Wells Nabs 9 Reps From Morgan Stanley, Merrill and RBC

  By Janet Levaux, AdvisorOne  |  June 14, 2013

  Raymond James recruits one Morgan advisor, while LPL affiliate U.S. Wealth Management hires a Pershing exec.

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  Morgan Stanley Nabs Wells, UBS Reps

  By Janet Levaux, AdvisorOne  |  June 11, 2013

  Meanwhile, Janney recruits a team from Stephens in Columbia, S.C.

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  Recruiting Roundup: Morgan Stanley, Janney Lure Reps

  By Janet Levaux, AdvisorOne  |  June 5, 2013

  UBS and Baird also report their latest advisor recruiting news.

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  FINRA Whacks Wells Fargo, Merrill Lynch $5M Over Unsuitable Floating-Rate Bank Loan Funds

  By Melanie Waddell, AdvisorOne  |  June 4, 2013

  Firms were fined $2.15 million and ordered to pay $3 million in restitution to customers for losses incurred from unsuitable sales of floating-rate bank loan funds.

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  Honoring Advisors Who Serve(d): Memorial Day, 2013

  By James J. Green & Ron Pechtimaldjian  |  May 24, 2013

  In our latest slideshow honoring advisors and their partners—and one famous non-advisor, PIMCO’s Bill Gross—who served in the armed forces, we present 18 veterans deserving of praise.

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  Wells’ FiNet, Morgan Stanley Nab 7 Merrill Reps

  By Janet Levaux, AdvisorOne  |  May 1, 2013

  Plus, EP Wealth Advisors gains advisors from Schwab and Bernstein for its Southern California operations.

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  Fighting for His Clients

  By Jane Wollman Rusoff  |  April 29, 2013

  Christopher L. Walker started out as a transactional wirehouse broker making a whopping 400 daily dials. Yet inside this conscientious cold-caller was a consultative, relationship-oriented advisor yearning to break free.

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  First Clearing Launches Tools to Fight Cybercrime, Other Risks

  By Danielle Andrus, AdvisorOne  |  April 17, 2013

  The new tools are based on the “four pillars” of risk management, including educational support, consulting, events and technology.

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  Morgan Stanley Grabs 4 From Merrill, Wells

  By Janet Levaux, AdvisorOne  |  April 2, 2013

  The new advisors come on board in the Midwest with about $3.7 million in yearly fees and commissions.

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  TD Ameritrade Grabs Ex-LPL Recruiter

  By Janet Levaux, AdvisorOne  |  March 19, 2013

  Scott Collins will lead recruiting of hybrid and fee-only RIAs. Meanwhile, Wells Fargo says it has added 27 advisors this year, and Morgan Stanley brings in three from UBS.