William Donaldson

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  International Small Caps Are One Crazy Ride

  By John Sullivan, AdvisorOne  |  June 23, 2012

  Advisory Research Managing Director Jonathan Brodsky focuses on the small-cap international space. Is he crazy, off-balance, a masochist, maybe?

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  New Hire Roundup: Dubois and Wassmann Join LPL; Jenks Goes to Putnam; Adams to EBRI

  By Marlene Y. Satter, AdvisorOne  |  November 2, 2011

  This week in new hires, Dubois and Wassmann join LPL; Stephen Jenks went to Putnam Investments; Nevin Adams joined EBRI; Donald L. McDonald became CEO at Prime Advisors; HighTower brought in Ann Rieder; and Barclays added 6 new advisors.

• SEC Chief Schapiro Talks About Market Structure, 'Flash Crash'

  By Kathleen McBride, AdvisorOne  |  September 7, 2010

  SEC Chair Mary Schapiro spoke about "Strengthening Our Equity Market Structure" to The Economic Club of New York on Tuesday, September 7.

• Market Structure Is the Topic for SEC Speech

  By Kathleen McBride, AdvisorOne  |  September 7, 2010

  SEC Chair Mary L. Schapiro spoke about "Strengthening Our Equity Market Structure" to The Economic Club of New York on September 7.

• Levitt and Donaldson Head Investor's Rights Task Force

  By Nancy R. Mandell  |  March 2, 2009

  A non-partisan task force composed of financial industry experts and co-chaired by two former SEC chairmen has been assembled to stress the "primacy of investor interest" in the expected regulatory reforms to the U.S. financial markets.

• SEC Chairmen of Yore Speak

  By Melanie Waddell, AdvisorOne  |  July 1, 2008

  How can you fail to listen when six former SEC chairmen gather to talk about today's regulatory environment? During a roundtable discussion at SEC headquarters...

• Five Years of Excellence

  By Staff Writer  |  May 1, 2007

  The IA 25 marks its fifth anniversary in 2007, and each year it gets harder to limit the number of influential people to just 25....

• Suitability and competence remain advisor hallmarks

  By William Morrow  |  April 1, 2007

  The capital market structure in the United States is the epitome of the two-edged sword: It's the most heavily regulated capital market in the world,...

• SEC Must Reevaluate Mutual Fund Board Rule

  By Staff Writer  |  April 12, 2006

  On April 7, a Washington D.C. appeals court said that a 2004 rule requiring mutual fund boards to be independent must be reexamined by the Securities and Exchange Commission

• Associations Express Pleasure at Cox Confirmation

  By Staff Writer  |  August 4, 2005

  WASHINGTON (HedgeWorld)--The full U.S. Senate, acting on a favorable report from its banking committee, voted to confirm President George W. Bush's three nominations to the Securities and Exchange Commission Friday, thus elevating Annette Nazareth to commissioner, extending the tenure of Commissioner Roel C. Campos to 2010, and making Rep. Christopher...