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By John Sullivan, Advisorone |
May 24, 2011
Securities America, Inc., charged last year with improper sales of Medical Capital Notes in Massachusetts, has agreed to make full restitution to 63 Bay State investors, Secretary of the Commonwealth William Galvin said Monday.
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By Kathleen McBride, AdvisorOne |
February 28, 2010
Are Senators strong enough--and do they have enough integrity--to stand up on behalf of retail investors and insist on extending the fiduciary standard to cover those who provide advice to retail investors?
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By Janet Levaux, AdvisorOne |
March 1, 2008
Some global investment firms are reporting sizeable net losses for the fourth quarter and full-year 2007 as a result of write-downs associated with U.S. collateralized...
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By Staff Writer |
April 5, 2004
BOSTON (HedgeWorld.com)--Outside trustees found no evidence that Putnam Investments officials entered into agreements or had understandings with outside investors, such as hedge funds, to allow...
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By Staff Writer |
November 4, 2003
WASHINGTON (HedgeWorld.com)--In response to persistent reports of market timing and late trading at mutual fund companies, U.S. House and Senate subcommittees are planning separate hearings...
