YieldPlus Fund

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  Top 7 TV Advertising Slogans by Financial Firms

  By Dan Berman, AdvisorOne  |  February 22, 2012

  As John Houseman intoned in the iconic TV commercials, Smith Barney earns its money, albeit now as a Morgan Stanley underling. No one can really listen when E.F. Hutton speaks any longer, since they've been subsumed. AdvisorOne rounds up a collection of its favorite ads.

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  2011 Q1 Earnings: Schwab Earns $0.20 per Share on 23% Jump in Revenue

  By James J. Green, AdvisorOne  |  April 15, 2011

  Charles Schwab reported that net income in the first quarter of 2011 was $243 million, or $0.20 in EPS, slightly beating analysts’ earnings consensus.

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  2010 Q4 Earnings: Schwab Income Falls on Yield-Plus Charges

  By Janet Levaux, AdvisorOne  |  January 18, 2011

  Net new assets in Advisor Services, though, rise 27% to $16.4 billion in the last quarter of 2010.

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  SEC, FINRA Charge Schwab, 2 Executives Over YieldPlus Fund

  By Marlene Y. Satter, AdvisorOne  |  January 12, 2011

  On Tuesday both the SEC and FINRA imposed penalties on Schwab, as well as two Schwab executives, in connection with charges filed by the SEC over the YieldPlus Fund.

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  Schwab Reaches Tentative Deal on Class Action Settlement—Again

  By John Sullivan, AdvisorOne  |  November 19, 2010

  A class action suit brought by plaintiffs' attorneys against Charles Schwab & Co. over the investment giant's YieldPlus Fund appears to be settled.