Careers

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  The Successful Retirement Plan Advisor: The Power of Passion

  By Liz Davidson, Financial Finesse  |  April 26, 2013

  Kathleen Kelly of Compass Financial demonstrates how harnessing your entrepreneurial passion can lead to success, not only for you and your clients, but also for your partners and employees.

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  Borzi, Whitney, Taleb to Speak at IMCA Annual Conference

  By John Sullivan, AdvisorOne  |  April 25, 2013

  April showers will bring financial advisors to Seattle for the Investment Management Consultant Association conference, starting Sunday.

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  FPA Outsources Pro Bono Work to Foundation for Financial Planning

  By Joyce Hanson, AdvisorOne  |  April 24, 2013

  The FPA’s new executive director and CEO, Lauren Schadle, said the board was committed to finding increased efficiencies within the organization.

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  Raymond James Not Feeling Acquisitive, CEO Says

  By James J. Green, AdvisorOne  |  April 24, 2013

  Paul Reilly says acquisition of Morgan Keegan was a “good experience,” but doesn’t see “a lot of opportunities” for future deals.

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  FPA CEO Schadle Says Membership Has ‘Stabilized’

  By James J. Green, AdvisorOne  |  April 24, 2013

  She reported an uptick in CFP holders renewing their FPA membership as the group continues to focus on finding “operational efficiencies.”

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  Solving Succession Planning Via M&A: Getting Started

  By Greg Friedman, MS, CFP  |  April 24, 2013

  If you’re thinking about your succession planning options, RIA firm owner, consider a merger or acquisition. But first ask yourself some important questions.

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  Obama’s Associate Counsel Small Named SEC General Counsel

  By Melanie Waddell, AdvisorOne  |  April 23, 2013

  The SEC announced Tuesday that Anne Small, President Obama’s special assistant and associate counsel, has been named general counsel of the agency.

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  Senate Finance Chairman Baucus to Retire

  By Melanie Waddell, AdvisorOne  |  April 23, 2013

  Senate Finance Committee Chairman Max Baucus, D-Mont., announced Tuesday that he would not seek re-election in 2014.

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  What Does Your Style Say to Your Clients?

  By Savita Iyer-Ahrestani, AdvisorOne  |  April 22, 2013

  Gone are the days of the “guy in a black suit.”

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  FINRA Names Its First EVP of Regulatory Ops

  By Melanie Waddell, AdvisorOne  |  April 22, 2013

  FINRA announced Monday that Susan Axelrod would become executive vice president of regulatory operations, a newly created position.